Chief Operating Officer
Kathleen Asack
Kate is our Chief Operating Officer. Her BA in Economics led her to pursue a career in financial services, assisting individuals and families to work towards better financial outcomes. After graduating, she began coaching other financial advisors to help them understand and empower their clients, and in the process became passionate about creating better financial advisory firms. After shifting her focus to consulting with independent business owners, she found her dream job at TimeScale Financial. A busy mom of three, Kate enjoys her downtime and loves to travel the world to tropical beaches and to collect Italian and French pottery.
Kathleen Asack
Chief Operating Officer
Director of Risk Solutions
John Carey, AIF®
John is our Director of Risk Solutions. Having worked for operations both small and large over the years, John understands the need for a strong culture of compliance. He has dedicated his career to ensuring that transparency and clients’ best interests are at the heart of everything he does. In 2018, John earned his MBA with a focus on entrepreneurship from Babson. With well over a decade and a half of experience in the financial services industry, he joined TimeScale Financial in 2020. John enjoys playing guitar, collecting records, and reading. He recently moved to the North Shore with his wife and two children.
John Carey, AIF®
Director of Risk Solutions
Founder. Media Consultant
David Caruso
Dave is our Founder and Media Consultant. After spending 25 years at large Wall Street brokerage firms, Dave founded what is now TimeScale Financial to help people pursue financial independence in the way that best suits them. Since graduating from UMass Amherst’s Isenberg School of Management in 1980, Dave knew he wanted to help others improve their financial strength by teaching them how to develop sound habits. Becoming an independent advisor was a step in that direction. In 2012, Dave saw the opportunity to strengthen his team and resources by partnering with another like-minded advisor, Jim Horrocks, who merged his firm, Integrated Financial Partners, into the TimeScale Financial brand. Today’s combined firm is humbled to serve hundreds of individuals, families, and institutions by utilizing a sound foundational approach and world-class people. Outside of work, you can find Dave enjoying a glass of wine, working on his golf game, and relaxing with his family.
David Caruso
Founder. Media Consultant
Relationship Coordinator
Kayla Caswell
Kayla is a Relationship Coordinator at TimeScale Financial and joined our team in January 2021. She graduated from UMass Boston with a Bachelor of Science in 2017 and began her career in wealth management at AB Bernstein, where she quickly found her passion for cultivating trusted relationships with clients, discussing financial markets, and analyzing portfolios. Kayla spends her downtime cooking for family and friends, traveling, and spending time on Lake Winnipesaukee.
Kayla Caswell
Relationship Coordinator
Operations Coordinator
Zachary Delano
Zach is an Operations Coordinator at TimeScale Financial. He worked as a Senior Associate in Asset Manager Services at State Street, and as an Account Administrator at BNY Mellon prior to joining us. He believes our people, work culture, and philosophy of hospitality are our greatest assets. Zach joined our firm because of the ability to positively impact clients’ financial lives. He graduated from UMass Amherst with a BA in Economics in May of 2012. In his free time, Zach loves to travel, is a Boston sports fan, and is passionate about fitness and nutrition.
Zachary Delano
Operations Coordinator
Relationship Coordinator
Nicole De Peña
Nicole De Peña is one of our Relationship Coordinators. After graduating from St. Michael’s College with a Bachelor of Science degree in Business Administration and Economics, Nicole began her career in financial services at Charles Schwab & Co., helping individual investors reach their financial goals. She then experienced the institutional side of the business working for Loomis Sayles and Thomas Weisel. After a few years of staying home to raise her three daughters, Nicole sought to return to the workplace and joined TimeScale Financial. Away from the office, Nicole loves spending time with her girls participating in numerous activities and enjoying the beautiful beaches of the North Shore.
Nicole De Peña
Relationship Coordinator
Relationship Manager
Sean Gibbons, CFP®
Sean is a Relationship Manager at TimeScale Financial. Helping others pursue their goals has always been of the utmost importance to him, leading him to a career in financial services. With experience in customer service as well as investment and marketing roles, he sharpened his skills on learning how to identify what clients want and need and how to communicate effectively. At TimeScale Financial he works with individuals, families, and plan sponsors to prioritize their goals and implement strategies and solutions to help them work towards successful results. Outside of the office, he loves spending time with his wife, his twin boys and friends.
Sean Gibbons, CFP®
Relationship Manager
Operations Coordinator
Sean Gibbons, CFP®
Sean is a Relationship Manager at TimeScale Financial. Helping others pursue their goals has always been of the utmost importance to him, leading him to a career in financial services. With experience in customer service as well as investment and marketing roles, he sharpened his skills on learning how to identify what clients want and need and how to communicate effectively. At TimeScale Financial he works with individuals, families, and plan sponsors to prioritize their goals and implement strategies and solutions to help them work towards successful results. Outside of the office, he loves spending time with his wife, his twin boys and friends.
James Higgins
Operations Coordinator
“ People don’t care how much you know until they know how much you care.“
Theodore Roosevelt
Chief Executive Officer
James Horrocks, CFP®
Jim is our Chief Executive Officer. After starting his career in financial services, he recognized how overlooked the importance of developing sound financial habits was to long-term financial independence. In 2003, he founded his own firm on this principle, and in 2012, Jim partnered with Dave Caruso to ultimately co-found what is now TimeScale Financial. Jim believes that helping people assert predictability and control over their daily finances to strengthen their financial position is as empowering as it is rewarding. This philosophy is the core of everything that TimeScale Financial does. Away from the office, he enjoys boating, playing basketball, traveling with his family and discovering different cultures, languages and food.
James Horrocks, CFP®
Chief Executive Officer
Director of Operations & Finance
Kate Kendall
Kate is our Director of Operations, Finance and HR at TimeScale Financial. Kate joined our team in 2006 while she was pursuing her Bachelor of Science degree in Finance at Salem State University. As the firm’s longest-tenured employee, she is also the greatest cheerleader. She is most proud of the relationships we have with our clients and the outcomes we have helped them accomplish. She is dedicated to upholding our service commitment and delivering a consistent client experience. Kate is passionate about creating an environment that emphasizes efficiency and results as much as trust and respect.
Kate Kendall
Director of Operations & Finance
Relationship Coordinator
Ashley LeBlanc
Ashley has been a Relationship Coordinator at TimeScale Financial since the Spring of 2019. Her passion for helping families improve their financial well-being led her to a career on our team. Previously, Ashley supported one of the top financial advisors in the New England market at Webster Investments in Connecticut. She holds a Bachelor’s degree in Economics and an MBA in Finance from the University of New Haven. Ashley lives on the North Shore. She loves to travel, go camping with friends, and play basketball.
Ashley LeBlanc
Relationship Coordinator
Operations Coordinator
Matthew McGrath, CFA®
Matt has been an Operations Coordinator since June of 2019. After working in the financial services industry for State Street Bank and SS&C Technologies, he gained comprehensive accounting and operations experience with ETFs and hedge funds employing a wide range of fixed-income-focused investment strategies. In 2014, Matt graduated from the Villanova School of Business with a degree in Finance and earned his CFA charter in 2019. He is passionate about sound long-term investing and building efficient operations processes to deliver the best possible level of service. Matt enjoys exploring new restaurants and breweries both local and abroad.
Matthew McGrath, CFA®
Operations Coordinator
Investment Operations Coordinator
Stephen McLaughlin
Stephen joined Timescale as an Investment Operations Coordinator in October 2021. He started his career working on the fixed income desk at BNY Mellon Wealth Management as a Business Analyst. His responsibilities included supporting portfolio managers in their daily trading as well as streamlining and improving operational processes. Stephen joined Timescale because of the wonderful people and the culture of hospitality they exude. He is a 2019 graduate of Syracuse University with a degree in Economics. When not working, Stephen loves to play basketball, hike, and snowboard in the winter.
Stephen McLaughlin
Investment Operations Coordinator
“ If you want to go fast, go alone. If you want to go far, go together.“
African Proverb
Operations Coordinator
Lauren Mondello
Lauren Mondello is one of our Operations Coordinators. She graduated with a degree in Psychology from Boston University and spent most of her career in Early Education and Hospitality. Looking to make a change, she decided to expand her customer service skills at TimeScale Financial. She is a lifelong resident of the North Shore and proud mom to two sons. Some of her passions include working out and walking on the beach with her 6-year-old German Shepard.
Lauren Mondello
Operations Coordinator
Relationship Manager
Camay Pascucci
Camay is a Relationship Manager at TimeScale Financial. She has spent her career empowering clients to reach their personal financial planning goals, with previous roles at BNY/Mellon, Fidelity Investments, Scudder Investments and Charles Schwab & Co. She joined TimeScale Financial in 2016 to help individuals and families develop the confidence and discipline they need as they work toward financial independence. In her down time, Camay loves golfing with her husband and two daughters, relaxing on the beaches of the North Shore, and playing with their Labradoodle.
Camay Pascucci
Relationship Manager
Director of Operations, Institutions
Rick Petroccione, QKA®
Rick is our Director of Operations, Institutions. Starting out in Relationship Management and Operations, he has over 30 years of experience with the Wyatt Company, KPMG Peat Marwick, Northeast Retirement Services and Fidelity Investments. He joined TimeScale Financial in 2017 to provide consulting and deliver streamlined solutions to our Plan Sponsors. Rick is a lifelong resident of the North Shore and enjoys rooting for the Red Sox with his wife and three sons.
Rick Petroccione, QKA®
Director of Operations, Institutions
Relationship Manager
Mark Sullivan, CFP®
Mark is a Relationship Manager. He joined TimeScale Financial after spending several years at BNY Mellon where he worked to understand and address the financial needs that are most pertinent to clients, particularly families. He became interested in personal financial planning after helping his own family members navigate the complexities of planning for their retirement. When not assisting clients with their financial futures, Mark enjoys spending time with his wife on the beach and playing basketball, running, and golfing.
Mark Sullivan, CFP®
Relationship Manager
Managing Director, Institutions
Neil Tremblay, AIF®
Neil is the Managing Director of our Institutions business unit. He began his career in institutional asset management in 1986 and went on to oversee global client relationship management functions for a $50 billion investment advisory firm. He joined TimeScale Financial in 2014 to advise Plan Sponsors on how to best manage their plans, fiduciary responsibility and obligations. He also counsels them on compliance, operations, investment management, and employee education. In his downtime, Neil also loves to share a glass of wine with his wife, listen to music, and play with their cats and dogs.
Neil Tremblay, AIF®
Managing Director, Institutions
Relationship Manager
Douglas Wilson, CFP®
Doug is a Relationship Manager at TimeScale Financial. After beginning his career consulting with financial advisors on solutions to help their clients, it inspired him to become a financial advisor. He joined TimeScale Financial in 2017 to help people pursue their goals and dreams however they define it by building a strong financial foundation. Doug is a CFP® certificate from Boston University. He lives on the North Shore with his wife and two young sons.
Douglas Wilson, CFP®
Relationship Manager
“ It’s better to have a great team than a team of greats.“
Simon Sinek
Relationship Manager
Joe is a Relationship Manager at TimeScale Financial. After graduating from the Johns Hopkins University with a B.A. in Economics in 2000, he spent the first part of his career working with advisors, and later transitioned to working with individual clients so he could leverage his broad industry knowledge to make a more direct impact. In his current role, Joe works with as many people as possible to build long-standing relationships that help them to achieve and enjoy financial independence. Outside of work, Joe actively serves on various boards and volunteers and enjoys singing. He lives with his wife and their two young children, their two old miniature dachshunds, and his mother, in Great Falls, VA.
Joe Yoon is currently licensed to provide investment advice under TimeScale Financial, a registered investment advisor. For more information, click here.
Joseph Yoon, CFP®, CIMA®
Relationship Manager
